To the People of the State of New
York:
HAVING reviewed the general form
of the proposed government and the general mass of power allotted to it,
I proceed to examine the particular structure of this government, and the
distribution of this mass of power among its constituent parts. One of
the principal objections inculcated by the more respectable adversaries
to the Constitution, is its supposed violation of the political maxim,
that the legislative, executive, and judiciary departments ought to be
separate and distinct. In the structure of the federal government, no regard,
it is said, seems to have been paid to this essential precaution in favor
of liberty. The several departments of power are distributed and blended
in such a manner as at once to destroy all symmetry and beauty of form,
and to expose some of the essential parts of the edifice to the danger
of being crushed by the disproportionate weight of other parts. No political
truth is certainly of greater intrinsic value, or is stamped with the authority
of more enlightened patrons of liberty, than that on which the objection
is founded.
The accumulation of all powers, legislative,
executive, and judiciary, in the same hands, whether of one, a few, or
many, and whether hereditary, selfappointed, or elective, may justly be
pronounced the very definition of tyranny. Were the federal Constitution,
therefore, really chargeable with the accumulation of power, or with a
mixture of powers, having a dangerous tendency to such an accumulation,
no further arguments would be necessary to inspire a universal reprobation
of the system. I persuade myself, however, that it will be made apparent
to every one, that the charge cannot be supported, and that the maxim on
which it relies has been totally misconceived and misapplied. In order
to form correct ideas on this important subject, it will be proper to investigate
the sense in which the preservation of liberty requires that the three
great departments of power should be separate and distinct. The oracle
who is always consulted and cited on this subject is the celebrated Montesquieu.
If he be not the author of this invaluable precept in the science of politics,
he has the merit at least of displaying and recommending it most effectually
to the attention of mankind. Let us endeavor, in the first place, to ascertain
his meaning on this point. The British Constitution was to Montesquieu
what Homer has been to the didactic writers on epic poetry. As the latter
have considered the work of the immortal bard as the perfect model from
which the principles and rules of the epic art were to be drawn, and by
which all similar works were to be judged, so this great political critic
appears to have viewed the Constitution of England as the standard, or
to use his own expression, as the mirror of political liberty; and to have
delivered, in the form of elementary truths, the several characteristic
principles of that particular system. That we may be sure, then, not to
mistake his meaning in this case, let us recur to the source from which
the maxim was drawn. On the slightest view of the British Constitution,
we must perceive that the legislative, executive, and judiciary departments
are by no means totally separate and distinct from each other. The executive
magistrate forms an integral part of the legislative authority. He alone
has the prerogative of making treaties with foreign sovereigns, which,
when made, have, under certain limitations, the force of legislative acts.
All the members of the judiciary department are appointed by him, can be
removed by him on the address of the two Houses of Parliament, and form,
when he pleases to consult them, one of his constitutional councils. One
branch of the legislative department forms also a great constitutional
council to the executive chief, as, on another hand, it is the sole depositary
of judicial power in cases of impeachment, and is invested with the supreme
appellate jurisdiction in all other cases. The judges, again, are so far
connected with the legislative department as often to attend and participate
in its deliberations, though not admitted to a legislative vote. From these
facts, by which Montesquieu was guided, it may clearly be inferred that,
in saying "There can be no liberty where the legislative and executive
powers are united in the same person, or body of magistrates," or, "if
the power of judging be not separated from the legislative and executive
powers," he did not mean that these departments ought to have no PARTIAL
AGENCY in, or no CONTROL over, the acts of each other. His meaning, as
his own words import, and still more conclusively as illustrated by the
example in his eye, can amount to no more than this, that where the WHOLE
power of one department is exercised by the same hands which possess the
WHOLE power of another department, the fundamental principles of a free
constitution are subverted. This would have been the case in the constitution
examined by him, if the king, who is the sole executive magistrate, had
possessed also the complete legislative power, or the supreme administration
of justice; or if the entire legislative body had possessed the supreme
judiciary, or the supreme executive authority. This, however, is not among
the vices of that constitution. The magistrate in whom the whole executive
power resides cannot of himself make a law, though he can put a negative
on every law; nor administer justice in person, though he has the appointment
of those who do administer it. The judges can exercise no executive prerogative,
though they are shoots from the executive stock; nor any legislative function,
though they may be advised with by the legislative councils. The entire
legislature can perform no judiciary act, though by the joint act of two
of its branches the judges may be removed from their offices, and though
one of its branches is possessed of the judicial power in the last resort.
The entire legislature, again, can exercise no executive prerogative, though
one of its branches constitutes the supreme executive magistracy, and another,
on the impeachment of a third, can try and condemn all the subordinate
officers in the executive department. The reasons on which Montesquieu
grounds his maxim are a further demonstration of his meaning. "When the
legislative and executive powers are united in the same person or body,"
says he, "there can be no liberty, because apprehensions may arise lest
THE SAME monarch or senate should ENACT tyrannical laws to EXECUTE them
in a tyrannical manner. " Again: "Were the power of judging joined with
the legislative, the life and liberty of the subject would be exposed to
arbitrary control, for THE JUDGE would then be THE LEGISLATOR.
Were it joined to the executive power,
THE JUDGE might behave with all the violence of AN OPPRESSOR. " Some of
these reasons are more fully explained in other passages; but briefly stated
as they are here, they sufficiently establish the meaning which we have
put on this celebrated maxim of this celebrated author.
If we look into the constitutions
of the several States, we find that, notwithstanding the emphatical and,
in some instances, the unqualified terms in which this axiom has been laid
down, there is not a single instance in which the several departments of
power have been kept absolutely separate and distinct. New Hampshire, whose
constitution was the last formed, seems to have been fully aware of the
impossibility and inexpediency of avoiding any mixture whatever of these
departments, and has qualified the doctrine by declaring "that the legislative,
executive, and judiciary powers ought to be kept as separate from, and
independent of, each other AS THE NATURE OF A FREE GOVERNMENT WILL ADMIT;
OR AS IS CONSISTENT WITH THAT CHAIN OF CONNECTION THAT BINDS THE WHOLE
FABRIC OF THE CONSTITUTION IN ONE INDISSOLUBLE BOND OF UNITY AND AMITY.
" Her constitution accordingly mixes these departments in several respects.
The Senate, which is a branch of the legislative department, is also a
judicial tribunal for the trial of impeachments. The President, who is
the head of the executive department, is the presiding member also of the
Senate; and, besides an equal vote in all cases, has a casting vote in
case of a tie. The executive head is himself eventually elective every
year by the legislative department, and his council is every year chosen
by and from the members of the same department. Several of the officers
of state are also appointed by the legislature. And the members of the
judiciary department are appointed by the executive department. The constitution
of Massachusetts has observed a sufficient though less pointed caution,
in expressing this fundamental article of liberty. It declares "that the
legislative department shall never exercise the executive and judicial
powers, or either of them; the executive shall never exercise the legislative
and judicial powers, or either of them; the judicial shall never exercise
the legislative and executive powers, or either of them. " This declaration
corresponds precisely with the doctrine of Montesquieu, as it has been
explained, and is not in a single point violated by the plan of the convention.
It goes no farther than to prohibit any one of the entire departments from
exercising the powers of another department. In the very Constitution to
which it is prefixed, a partial mixture of powers has been admitted. The
executive magistrate has a qualified negative on the legislative body,
and the Senate, which is a part of the legislature, is a court of impeachment
for members both of the executive and judiciary departments. The members
of the judiciary department, again, are appointable by the executive department,
and removable by the same authority on the address of the two legislative
branches.
Lastly, a number of the officers
of government are annually appointed by the legislative department. As
the appointment to offices, particularly executive offices, is in its nature
an executive function, the compilers of the Constitution have, in this
last point at least, violated the rule established by themselves. I pass
over the constitutions of Rhode Island and Connecticut, because they were
formed prior to the Revolution, and even before the principle under examination
had become an object of political attention. The constitution of New York
contains no declaration on this subject; but appears very clearly to have
been framed with an eye to the danger of improperly blending the different
departments. It gives, nevertheless, to the executive magistrate, a partial
control over the legislative department; and, what is more, gives a like
control to the judiciary department; and even blends the executive and
judiciary departments in the exercise of this control. In its council of
appointment members of the legislative are associated with the executive
authority, in the appointment of officers, both executive and judiciary.
And its court for the trial of impeachments and correction of errors is
to consist of one branch of the legislature and the principal members of
the judiciary department. The constitution of New Jersey has blended the
different powers of government more than any of the preceding. The governor,
who is the executive magistrate, is appointed by the legislature; is chancellor
and ordinary, or surrogate of the State; is a member of the Supreme Court
of Appeals, and president, with a casting vote, of one of the legislative
branches. The same legislative branch acts again as executive council of
the governor, and with him constitutes the Court of Appeals. The members
of the judiciary department are appointed by the legislative department
and removable by one branch of it, on the impeachment of the other. According
to the constitution of Pennsylvania, the president, who is the head of
the executive department, is annually elected by a vote in which the legislative
department predominates. In conjunction with an executive council, he appoints
the members of the judiciary department, and forms a court of impeachment
for trial of all officers, judiciary as well as executive. The judges of
the Supreme Court and justices of the peace seem also to be removable by
the legislature; and the executive power of pardoning in certain cases,
to be referred to the same department. The members of the executive counoil
are made EX-OFFICIO justices of peace throughout the State. In Delaware,
the chief executive magistrate is annually elected by the legislative department.
The speakers of the two legislative branches are vice-presidents in the
executive department. The executive chief, with six others, appointed,
three by each of the legislative branches constitutes the Supreme Court
of Appeals; he is joined with the legislative department in the appointment
of the other judges. Throughout the States, it appears that the members
of the legislature may at the same time be justices of the peace; in this
State, the members of one branch of it are EX-OFFICIO justices of the peace;
as are also the members of the executive council. The principal officers
of the executive department are appointed by the legislative; and one branch
of the latter forms a court of impeachments. All officers may be removed
on address of the legislature. Maryland has adopted the maxim in the most
unqualified terms; declaring that the legislative, executive, and judicial
powers of government ought to be forever separate and distinct from each
other. Her constitution, notwithstanding, makes the executive magistrate
appointable by the legislative department; and the members of the judiciary
by the executive department. The language of Virginia is still more pointed
on this subject. Her constitution declares, "that the legislative, executive,
and judiciary departments shall be separate and distinct; so that neither
exercise the powers properly belonging to the other; nor shall any person
exercise the powers of more than one of them at the same time, except that
the justices of county courts shall be eligible to either House of Assembly.
" Yet we find not only this express exception, with respect to the members
of the irferior courts, but that the chief magistrate, with his executive
council, are appointable by the legislature; that two members of the latter
are triennially displaced at the pleasure of the legislature; and that
all the principal offices, both executive and judiciary, are filled by
the same department. The executive prerogative of pardon, also, is in one
case vested in the legislative department. The constitution of North Carolina,
which declares "that the legislative, executive, and supreme judicial powers
of government ought to be forever separate and distinct from each other,"
refers, at the same time, to the legislative department, the appointment
not only of the executive chief, but all the principal officers within
both that and the judiciary department. In South Carolina, the constitution
makes the executive magistracy eligible by the legislative department.
It gives to the latter, also, the
appointment of the members of the judiciary department, including even
justices of the peace and sheriffs; and the appointment of officers in
the executive department, down to captains in the army and navy of the
State.
In the constitution of Georgia, where
it is declared "that the legislative, executive, and judiciary departments
shall be separate and distinct, so that neither exercise the powers properly
belonging to the other," we find that the executive department is to be
filled by appointments of the legislature; and the executive prerogative
of pardon to be finally exercised by the same authority. Even justices
of the peace are to be appointed by the legislature. In citing these cases,
in which the legislative, executive, and judiciary departments have not
been kept totally separate and distinct, I wish not to be regarded as an
advocate for the particular organizations of the several State governments.
I am fully aware that among the many excellent principles which they exemplify,
they carry strong marks of the haste, and still stronger of the inexperience,
under which they were framed. It is but too obvious that in some instances
the fundamental principle under consideration has been violated by too
great a mixture, and even an actual consolidation, of the different powers;
and that in no instance has a competent provision been made for maintaining
in practice the separation delineated on paper. What I have wished to evince
is, that the charge brought against the proposed Constitution, of violating
the sacred maxim of free government, is warranted neither by the real meaning
annexed to that maxim by its author, nor by the sense in which it has hitherto
been understood in America. This interesting subject will be resumed in
the ensuing paper.
PUBLIUS. |