To the People of the State of New
York:
LET US now return to the partition
of the judiciary authority between different courts, and their relations
to each other, "The judicial power of the United States is" (by the plan
of the convention) "to be vested in one Supreme Court, and in such inferior
courts as the Congress may, from time to time, ordain and establish." [1]
That there ought to be one court
of supreme and final jurisdiction, is a proposition which is not likely
to be contested. The reasons for it have been assigned in another place,
and are too obvious to need repetition. The only question that seems to
have been raised concerning it, is, whether it ought to be a distinct body
or a branch of the legislature. The same contradiction is observable in
regard to this matter which has been remarked in several other cases. The
very men who object to the Senate as a court of impeachments, on the ground
of an improper intermixture of powers, advocate, by implication at least,
the propriety of vesting the ultimate decision of all causes, in the whole
or in a part of the legislative body.
The arguments, or rather suggestions,
upon which this charge is founded, are to this effect: "The authority of
the proposed Supreme Court of the United States, which is to be a separate
and independent body, will be superior to that of the legislature. The
power of construing the laws according to the SPIRIT of the Constitution,
will enable that court to mould them into whatever shape it may think proper;
especially as its decisions will not be in any manner subject to the revision
or correction of the legislative body. This is as unprecedented as it is
dangerous. In Britain, the judicial power, in the last resort, resides
in the House of Lords, which is a branch of the legislature; and this part
of the British government has been imitated in the State constitutions
in general. The Parliament of Great Britain, and the legislatures of the
several States, can at any time rectify, by law, the exceptionable decisions
of their respective courts. But the errors and usurpations of the Supreme
Court of the United States will be uncontrollable and remediless." This,
upon examination, will be found to be made up altogether of false reasoning
upon misconceived fact.
In the first place, there is not
a syllable in the plan under consideration which DIRECTLY empowers the
national courts to construe the laws according to the spirit of the Constitution,
or which gives them any greater latitude in this respect than may be claimed
by the courts of every State. I admit, however, that the Constitution ought
to be the standard of construction for the laws, and that wherever there
is an evident opposition, the laws ought to give place to the Constitution.
But this doctrine is not deducible from any circumstance peculiar to the
plan of the convention, but from the general theory of a limited Constitution;
and as far as it is true, is equally applicable to most, if not to all
the State governments. There can be no objection, therefore, on this account,
to the federal judicature which will not lie against the local judicatures
in general, and which will not serve to condemn every constitution that
attempts to set bounds to legislative discretion.
But perhaps the force of the objection
may be thought to consist in the particular organization of the Supreme
Court; in its being composed of a distinct body of magistrates, instead
of being one of the branches of the legislature, as in the government of
Great Britain and that of the State. To insist upon this point, the authors
of the objection must renounce the meaning they have labored to annex to
the celebrated maxim, requiring a separation of the departments of power.
It shall, nevertheless, be conceded to them, agreeably to the interpretation
given to that maxim in the course of these papers, that it is not violated
by vesting the ultimate power of judging in a PART of the legislative body.
But though this be not an absolute violation of that excellent rule, yet
it verges so nearly upon it, as on this account alone to be less eligible
than the mode preferred by the convention. From a body which had even a
partial agency in passing bad laws, we could rarely expect a disposition
to temper and moderate them in the application. The same spirit which had
operated in making them, would be too apt in interpreting them; still less
could it be expected that men who had infringed the Constitution in the
character of legislators, would be disposed to repair the breach in the
character of judges. Nor is this all. Every reason which recommends the
tenure of good behavior for judicial offices, militates against placing
the judiciary power, in the last resort, in a body composed of men chosen
for a limited period. There is an absurdity in referring the determination
of causes, in the first instance, to judges of permanent standing; in the
last, to those of a temporary and mutable constitution. And there is a
still greater absurdity in subjecting the decisions of men, selected for
their knowledge of the laws, acquired by long and laborious study, to the
revision and control of men who, for want of the same advantage, cannot
but be deficient in that knowledge. The members of the legislature will
rarely be chosen with a view to those qualifications which fit men for
the stations of judges; and as, on this account, there will be great reason
to apprehend all the ill consequences of defective information, so, on
account of the natural propensity of such bodies to party divisions, there
will be no less reason to fear that the pestilential breath of faction
may poison the fountains of justice. The habit of being continually marshalled
on opposite sides will be too apt to stifle the voice both of law and of
equity.
These considerations teach us to
applaud the wisdom of those States who have committed the judicial power,
in the last resort, not to a part of the legislature, but to distinct and
independent bodies of men. Contrary to the supposition of those who have
represented the plan of the convention, in this respect, as novel and unprecedented,
it is but a copy of the constitutions of New Hampshire, Massachusetts,
Pennsylvania, Delaware, Maryland, Virginia, North Carolina, South Carolina,
and Georgia; and the preference which has been given to those models is
highly to be commended.
It is not true, in the second place,
that the Parliament of Great Britain, or the legislatures of the particular
States, can rectify the exceptionable decisions of their respective courts,
in any other sense than might be done by a future legislature of the United
States. The theory, neither of the British, nor the State constitutions,
authorizes the revisal of a judicial sentence by a legislative act. Nor
is there any thing in the proposed Constitution, more than in either of
them, by which it is forbidden. In the former, as well as in the latter,
the impropriety of the thing, on the general principles of law and reason,
is the sole obstacle. A legislature, without exceeding its province, cannot
reverse a determination once made in a particular case; though it may prescribe
a new rule for future cases. This is the principle, and it applies in all
its consequences, exactly in the same manner and extent, to the State governments,
as to the national government now under consideration. Not the least difference
can be pointed out in any view of the subject.
It may in the last place be observed
that the supposed danger of judiciary encroachments on the legislative
authority, which has been upon many occasions reiterated, is in reality
a phantom. Particular misconstructions and contraventions of the will of
the legislature may now and then happen; but they can never be so extensive
as to amount to an inconvenience, or in any sensible degree to affect the
order of the political system. This may be inferred with certainty, from
the general nature of the judicial power, from the objects to which it
relates, from the manner in which it is exercised, from its comparative
weakness, and from its total incapacity to support its usurpations by force.
And the inference is greatly fortified by the consideration of the important
constitutional check which the power of instituting impeachments in one
part of the legislative body, and of determining upon them in the other,
would give to that body upon the members of the judicial department. This
is alone a complete security. There never can be danger that the judges,
by a series of deliberate usurpations on the authority of the legislature,
would hazard the united resentment of the body intrusted with it, while
this body was possessed of the means of punishing their presumption, by
degrading them from their stations. While this ought to remove all apprehensions
on the subject, it affords, at the same time, a cogent argument for constituting
the Senate a court for the trial of impeachments.
Having now examined, and, I trust,
removed the objections to the distinct and independent organization of
the Supreme Court, I proceed to consider the propriety of the power of
constituting inferior courts, [2]
and the relations which will subsist between these and the former.
The power of constituting inferior
courts is evidently calculated to obviate the necessity of having recourse
to the Supreme Court in every case of federal cognizance. It is intended
to enable the national government to institute or AUTHORIZE, in each State
or district of the United States, a tribunal competent to the determination
of matters of national jurisdiction within its limits.
But why, it is asked, might not the
same purpose have been accomplished by the instrumentality of the State
courts? This admits of different answers. Though the fitness and competency
of those courts should be allowed in the utmost latitude, yet the substance
of the power in question may still be regarded as a necessary part of the
plan, if it were only to empower the national legislature to commit to
them the cognizance of causes arising out of the national Constitution.
To confer the power of determining such causes upon the existing courts
of the several States, would perhaps be as much "to constitute tribunals,"
as to create new courts with the like power. But ought not a more direct
and explicit provision to have been made in favor of the State courts?
There are, in my opinion, substantial reasons against such a provision:
the most discerning cannot foresee how far the prevalency of a local spirit
may be found to disqualify the local tribunals for the jurisdiction of
national causes; whilst every man may discover, that courts constituted
like those of some of the States would be improper channels of the judicial
authority of the Union. State judges, holding their offices during pleasure,
or from year to year, will be too little independent to be relied upon
for an inflexible execution of the national laws. And if there was a necessity
for confiding the original cognizance of causes arising under those laws
to them there would be a correspondent necessity for leaving the door of
appeal as wide as possible. In proportion to the grounds of confidence
in, or distrust of, the subordinate tribunals, ought to be the facility
or difficulty of appeals. And well satisfied as I am of the propriety of
the appellate jurisdiction, in the several classes of causes to which it
is extended by the plan of the convention. I should consider every thing
calculated to give, in practice, an UNRESTRAINED COURSE to appeals, as
a source of public and private inconvenience.
I am not sure, but that it will be
found highly expedient and useful, to divide the United States into four
or five or half a dozen districts; and to institute a federal court in
each district, in lieu of one in every State. The judges of these courts,
with the aid of the State judges, may hold circuits for the trial of causes
in the several parts of the respective districts. Justice through them
may be administered with ease and despatch; and appeals may be safely circumscribed
within a narrow compass. This plan appears to me at present the most eligible
of any that could be adopted; and in order to it, it is necessary that
the power of constituting inferior courts should exist in the full extent
in which it is to be found in the proposed Constitution.
These reasons seem sufficient to
satisfy a candid mind, that the want of such a power would have been a
great defect in the plan. Let us now examine in what manner the judicial
authority is to be distributed between the supreme and the inferior courts
of the Union. The Supreme Court is to be invested with original jurisdiction,
only "in cases affecting ambassadors, other public ministers, and consuls,
and those in which A STATE shall be a party." Public ministers of every
class are the immediate representatives of their sovereigns. All questions
in which they are concerned are so directly connected with the public peace,
that, as well for the preservation of this, as out of respect to the sovereignties
they represent, it is both expedient and proper that such questions should
be submitted in the first instance to the highest judicatory of the nation.
Though consuls have not in strictness a diplomatic character, yet as they
are the public agents of the nations to which they belong, the same observation
is in a great measure applicable to them. In cases in which a State might
happen to be a party, it would ill suit its dignity to be turned over to
an inferior tribunal. Though it may rather be a digression from the immediate
subject of this paper, I shall take occasion to mention here a supposition
which has excited some alarm upon very mistaken grounds. It has been suggested
that an assignment of the public securities of one State to the citizens
of another, would enable them to prosecute that State in the federal courts
for the amount of those securities; a suggestion which the following considerations
prove to be without foundation.
It is inherent in the nature of sovereignty
not to be amenable to the suit of an individual WITHOUT ITS CONSENT. This
is the general sense, and the general practice of mankind; and the exemption,
as one of the attributes of sovereignty, is now enjoyed by the government
of every State in the Union. Unless, therefore, there is a surrender of
this immunity in the plan of the convention, it will remain with the States,
and the danger intimated must be merely ideal. The circumstances which
are necessary to produce an alienation of State sovereignty were discussed
in considering the article of taxation, and need not be repeated here.
A recurrence to the principles there established will satisfy us, that
there is no color to pretend that the State governments would, by the adoption
of that plan, be divested of the privilege of paying their own debts in
their own way, free from every constraint but that which flows from the
obligations of good faith. The contracts between a nation and individuals
are only binding on the conscience of the sovereign, and have no pretensions
to a compulsive force. They confer no right of action, independent of the
sovereign will. To what purpose would it be to authorize suits against
States for the debts they owe? How could recoveries be enforced? It is
evident, it could not be done without waging war against the contracting
State; and to ascribe to the federal courts, by mere implication, and in
destruction of a pre-existing right of the State governments, a power which
would involve such a consequence, would be altogether forced and
unwarrantable.
Let us resume the train of our observations.
We have seen that the original jurisdiction of the Supreme Court would
be confined to two classes of causes, and those of a nature rarely to occur.
In all other cases of federal cognizance, the original jurisdiction would
appertain to the inferior tribunals; and the Supreme Court would have nothing
more than an appellate jurisdiction, "with such EXCEPTIONS and under such
REGULATIONS as the Congress shall make."
The propriety of this appellate jurisdiction
has been scarcely called in question in regard to matters of law; but the
clamors have been loud against it as applied to matters of fact. Some well-intentioned
men in this State, deriving their notions from the language and forms which
obtain in our courts, have been induced to consider it as an implied supersedure
of the trial by jury, in favor of the civil-law mode of trial, which prevails
in our courts of admiralty, probate, and chancery. A technical sense has
been affixed to the term "appellate," which, in our law parlance, is commonly
used in reference to appeals in the course of the civil law. But if I am
not misinformed, the same meaning would not be given to it in any part
of New England. There an appeal from one jury to another, is familiar both
in language and practice, and is even a matter of course, until there have
been two verdicts on one side. The word "appellate," therefore, will not
be understood in the same sense in New England as in New York, which shows
the impropriety of a technical interpretation derived from the jurisprudence
of any particular State. The expression, taken in the abstract, denotes
nothing more than the power of one tribunal to review the proceedings of
another, either as to the law or fact, or both. The mode of doing it may
depend on ancient custom or legislative provision (in a new government
it must depend on the latter), and may be with or without the aid of a
jury, as may be judged advisable. If, therefore, the re-examination of
a fact once determined by a jury, should in any case be admitted under
the proposed Constitution, it may be so regulated as to be done by a second
jury, either by remanding the cause to the court below for a second trial
of the fact, or by directing an issue immediately out of the Supreme Court.
But it does not follow that the re-examination
of a fact once ascertained by a jury, will be permitted in the Supreme
Court. Why may not it be said, with the strictest propriety, when a writ
of error is brought from an inferior to a superior court of law in this
State, that the latter has jurisdiction of the fact as well as the law?
It is true it cannot institute a new inquiry concerning the fact, but it
takes cognizance of it as it appears upon the record, and pronounces the
law arising upon it. [3] This is
jurisdiction of both fact and law; nor is it even possible to separate
them. Though the common-law courts of this State ascertain disputed facts
by a jury, yet they unquestionably have jurisdiction of both fact and law;
and accordingly when the former is agreed in the pleadings, they have no
recourse to a jury, but proceed at once to judgment. I contend, therefore,
on this ground, that the expressions, "appellate jurisdiction, both as
to law and fact," do not necessarily imply a re-examination in the Supreme
Court of facts decided by juries in the inferior courts.
The following train of ideas may
well be imagined to have influenced the convention, in relation to this
particular provision. The appellate jurisdiction of the Supreme Court (it
may have been argued) will extend to causes determinable in different modes,
some in the course of the COMMON LAW, others in the course of the CIVIL
LAW. In the former, the revision of the law only will be, generally speaking,
the proper province of the Supreme Court; in the latter, the re-examination
of the fact is agreeable to usage, and in some cases, of which prize causes
are an example, might be essential to the preservation of the public peace.
It is therefore necessary that the appellate jurisdiction should, in certain
cases, extend in the broadest sense to matters of fact. It will not answer
to make an express exception of cases which shall have been originally
tried by a jury, because in the courts of some of the States ALL CAUSES
are tried in this mode [4] ; and
such an exception would preclude the revision of matters of fact, as well
where it might be proper, as where it might be improper. To avoid all inconveniences,
it will be safest to declare generally, that the Supreme Court shall possess
appellate jurisdiction both as to law and FACT, and that this jurisdiction
shall be subject to such EXCEPTIONS and regulations as the national legislature
may prescribe. This will enable the government to modify it in such a manner
as will best answer the ends of public justice and security.
This view of the matter, at any rate,
puts it out of all doubt that the supposed ABOLITION of the trial by jury,
by the operation of this provision, is fallacious and untrue. The legislature
of the United States would certainly have full power to provide, that in
appeals to the Supreme Court there should be no re-examination of facts
where they had been tried in the original causes by juries. This would
certainly be an authorized exception; but if, for the reason already intimated,
it should be thought too extensive, it might be qualified with a limitation
to such causes only as are determinable at common law in that mode of trial.
The amount of the observations hitherto
made on the authority of the judicial department is this: that it has been
carefully restricted to those causes which are manifestly proper for the
cognizance of the national judicature; that in the partition of this authority
a very small portion of original jurisdiction has been preserved to the
Supreme Court, and the rest consigned to the subordinate tribunals; that
the Supreme Court will possess an appellate jurisdiction, both as to law
and fact, in all the cases referred to them, both subject to any EXCEPTIONS
and REGULATIONS which may be thought advisable; that this appellate jurisdiction
does, in no case, ABOLISH the trial by jury; and that an ordinary degree
of prudence and integrity in the national councils will insure us solid
advantages from the establishment of the proposed judiciary, without exposing
us to any of the inconveniences which have been predicted from that source.
PUBLIUS.
1.
Article 3, sec. I.
2.
This power has been absurdly represented as intended to abolish all the
county courts in the several States, which are commonly called inferior
courts. But the expressions of the Constitution are, to constitute "tribunals
INFERIOR TO THE SUPREME COURT"; and the evident design of the provision
is to enable the institution of local courts, subordinate to the Supreme,
either in States or larger districts. It is ridiculous to imagine that
county courts were in contemplation.
3.
This word is composed of JUS and DICTIO, juris dictio or a speaking and
pronouncing of the law.
4.
I hold that the States will have concurrent jurisdiction with the subordinate
federal judicatories, in many cases of federal cognizance, as will be explained
in my next paper. |